Series 66 Exam Prep

The Series 66 license is required for professionals who want to operate as both a securities agent and an investment adviser representative. In most states, candidates must pass the Uniform Combined State Law Exam, commonly known as the Series 66, to register with the state securities administrator. Developed by the North American Securities Administrators Association (NASAA) and administered by FINRA, this exam serves as a streamlined alternative to taking both the Series 63 and Series 65 exams. To become fully registered, candidates must also pass the FINRA Series 7 exam, which is a corequisite.

The Series 66 exam evaluates knowledge of state securities regulations, ethical responsibilities, fiduciary duties, and investment strategies. It also assesses an understanding of various financial products and technical analysis. This course is designed to provide the necessary preparation to help you meet exam requirements and successfully navigate the regulatory framework of the securities industry. By passing the Series 66, you will be one step closer to a career in investment advising and securities sales.